California Insurance Law and National Insurance Regulation and Compliance Experts.
Telephone: (415) 685-0529

Holding Company Act Filings

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Comply with the Insurance Holding Company Act

We routinely are hired to provide advice concerning and preparation of documents pertaining to Insurance Holding Company Act compliance, including drafting of the definitive agreements and seeking the necessary approvals or non-disapprovals as the case may be.  We have vast experience drafting and obtaining approval on all holding company applications including:  Form A Information Statements with regard to acquisitions and divestitures, Form B Registration Statements, Form D Affiliate Agreements, and new Form F relating to non-insurer activities and enterprise risk management (ERM).

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